As Chief Compliance Officer of iA Investment Counsel Inc., Alex oversees the privacy and regulatory compliance framework for Leon Frazer & Associates and T.E. Investment Counsel.
Having joined the firm in 2016, Alex began his career in 2000. His background includes business, risk, and compliance experience across retail banking, brokerage, branch supervision, regulatory analysis, and governance roles.
Alex has expertise in compliance training delivery, audit preparedness and findings remediation. He has worked on the design, implementation and supervision of compliance programs, and has more than 15 years of business writing expertise including regulatory comment letters.
Alex holds the Financial Management Advisor (FMA®) and Fellow of the Canadian Securities Institute (FCSI®) designations. He has a Bachelor of Arts degree from the University of Toronto.